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Jeffrey Newman

24 Years of Experience
Scottsdale, AZ
Broker

Jeffrey Newman is a registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jeffrey is a board member of the Endowment for the Boys and Girls Club of Metro Phoenix. He spends minimal time each month in board meetings reviewing investment results and making decisions about asset allocation.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan Stanley
April 2015 - Present · 11 yrs 1 mo
Morgan StanleyBroker
April 2015 - Present · 11 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2008 - April 2015 · 6 yrs 6 mos
J.P. Morgan Securities INC.Broker
October 2001 - October 2008 · 7 yrs
State Registrations39 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jeffrey Newman - Financial Advisor | TrueAdvisor