CW
CW
Charles Winston is a registered investment advisor at Innovative Asset Advisors Group, based in Shelton, CT, with 11 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 193 clients with $130M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
IM Fee
Planning only
Assets Under Management
$134.5M
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Location
1 Enterprise Drive, Suite 425, Shelton, CT, 06484
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Innovative Asset Advisors Group
November 2025 - Present · 6 mos
Previous Registrations
Circle Advisers INC
September 2021 - November 2025 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2001 - January 2009 · 7 yrs 2 mos
State Registrations1 state
CT
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.