Scott Andersen is a registered investment advisor at LPL Financial LLC, based in Roseville, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2998 Douglas Blvd., Suite 320, Roseville, CA, 95661
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Scott operates Rubicon Advisors as a DBA for his LPL business and is also an artist/musician through Andersen's Creations. Additionally, Scott has a non-investment related business entity, SA Financial, for tax/investment purposes, dedicating about a quarter of his time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wedbush Securities INC.
Wedbush Securities INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations12 states
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