Mohamed Ali

17 Years of Experience

Quincy, IL

Broker

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Mohamed Ali is a registered investment advisor, based in Quincy, IL, with 17 years of industry experience.

Location

1890 Maine St, Quincy, IL, 62301

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Mohamed is an Investment Advisory Representative at CWM, LLC dba Carson Wealth Management Group and a Financial Advisor at Schlipman Wealth Advisors, dedicating about a quarter of his time to each. He also owns multiple rental real estate properties and serves on the boards of Quincy Public Schools and Blessing Hospital.

Employment History

Current Registrations

Cetera Wealth Services, LLCBroker

January 2017 - Present · 9 yrs 4 mos

Cwm, LLC

August 2014 - Present · 11 yrs 9 mos

Previous Registrations

LPL Financial LLC

January 2012 - November 2014 · 2 yrs 10 mos

LPL Financial LLCBroker

October 2009 - January 2017 · 7 yrs 3 mos

Pruco Securities CorporationBroker

July 2001 - September 2002 · 1 yr 2 mos

State Registrations7 states

AZILINKSMOOKTX

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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