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Christopher Connors

17 Years of Experience
Butte, MT
1 DisclosureBroker

Christopher Connors is a registered investment advisor at D.A. Davidson & CO., based in Butte, MT, with 17 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

49 North Main, Butte, MT, 59701

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2014
Settled
Other Business Activities

Christopher is a brand ambassador for FNX Fitness, endorsing their products since 2018. He devotes no time to this non-investment related activity.

Employment History
Current Registrations
D.A. Davidson & CO.
March 2011 - Present · 15 yrs 2 mos
D.A. Davidson & CO.Broker
March 2011 - Present · 15 yrs 2 mos
Previous Registrations
Chase Investment Services CORP.
April 2010 - March 2011 · 11 mos
Chase Investment Services CORP.Broker
April 2010 - March 2011 · 11 mos
D.A. Davidson & CO.
February 2009 - March 2010 · 1 yr 1 mo
D.A. Davidson & CO.Broker
January 2009 - March 2010 · 1 yr 2 mos
State Registrations40 states
AKAZCACOCTDCFLGAHIIDILINKSLAMAMDMEMIMNMOMTNCNDNENHNJNMNVNYOHORPASCTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.