Corey Daniel is a registered investment advisor at LPL Financial LLC, based in Lodi, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2111 W Kettleman Ln Ste C, Lodi, CA, 95242
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Corey acts in a fiduciary capacity for the Daniel Family Trust and operates under DBAs for his LPL business, including Levy, Daniel and McGee Wealth Management and 4th Gen Wealth Management. He spends about a quarter of his time on 4th Gen Wealth Management during securities trading and over half his time on the Daniel Family Trust.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.