Marion Philpot
Marion Philpot is a registered investment advisor at Osaic Wealth, INC., based in Roanoke, TX, with 24 years of industry experience. Marion operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
300 Main Street, Roanoke, TX, 76262
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Regulatory History (1)
Customer Dispute
August 2019Other Business ActivitiesSells Insurance
Marion is an investment advisor representative with Woodbury Financial Services and is involved with Preservation Financial Wealth Management, LLC, a financial services firm offering securities, retirement planning, insurance, and annuities, taking about half of Marion's time. Marion also engages in CPA activities, including accounting, tax planning, and return preparation, dedicating a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Questar Capital CorporationBroker
Questar Asset Management, INC.
Usallianz Securities, INC.Broker
Usallianz Securities, INC.
Rhodes Investment Advisors, INC.
Rhodes Securities, INC.Broker
Intersecurities, INC.
Intersecurities, INC.Broker
World Choice Securities, INC.Broker
Princor Financial Services CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.