Richard Pollock is a registered investment advisor, based in Chagrin Falls, OH, with 24 years of industry experience.
Location
Chagrin Falls, OH
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Regulatory History (1)
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Customer Dispute
May 2009Denied
Other Business Activities
Richard is involved in several outside business activities, including serving as a director and president of the Union Club of Cleveland, volunteering with the Chagrin Hunter Jumper Classic, and acting as an advisory representative of an RIA (CIRA). He is also the President and Owner/Partner of SARJAC, Inc. & SARJAC Financial and an owner/bookkeeper for Fox Den of Chagrin LLC.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
April 2013 - Present · 13 yrs 1 mo
Cambridge Investment Research, INC.Broker
April 2013 - Present · 13 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, INC.
September 2001 - January 2013 · 11 yrs 4 mos
Ameriprise Financial Services, INC.Broker
September 2001 - January 2013 · 11 yrs 4 mos
Ids Life Insurance CompanyBroker
September 2001 - July 2006 · 4 yrs 10 mos
Sigma Financial CorporationBroker
August 2001 - September 2001 · 1 mo
State Registrations3 states
FLMIOH
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.