Marilyn Rios is a registered investment advisor at Dakota Wealth, LLC, based in Newington, NH, with 24 years of industry experience. Marilyn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Charitable Giving, Education Planning, and 8 more. Their firm serves 3,764 clients with $6.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees range up to 2.00% annually based on complexity, asset levels, and overall relationship. Additional 0.50% applies to the Dynamic Growth strategy, 0.75% for held-away accounts on Pontera, and $135 annually for accommodation accounts on Envestnet Tamarac.
Fee Estimator
Location
100 Arboretum Drive, Suite 109, Newington, NH, 03801
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Regulatory History (3)
Regulatory
February 2019Customer Dispute
May 2017Employment Separation After Allegations
November 2016Employment History
Current Registrations
Dakota Wealth, LLC
Previous Registrations
Dakota Wealth, LLC
LPL Financial LLCBroker
Genery Wealth Management, LLC
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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