Sonia Castillo-Smith
Sonia Castillo-Smith is a registered investment advisor at Hsbc Securities (USA) INC., based in Tysons, VA, with 18 years of industry experience. Sonia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,180 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable and discounts may be applied.
Fee Estimator
Location
1800 Tysons Bld., Suite 560, Tysons, VA, 22102
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sonia is involved with the Greater Reston Chamber of Commerce as a network for local businesses, dedicating minimal time. She is also the Club President for the Rotary Club of Reston, a service organization, spending a few hours per week on duties such as presiding over meetings, managing finances, and developing community service projects.
Employment History
Current Registrations
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Previous Registrations
Hsbc Securities (USA) INC.Broker
AXA Advisors, LLCBroker
State Registrations26 states
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