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Kelly Allen
22 Years of Experience
Allentown, PA
1 DisclosureBroker
Kelly Allen is a registered investment advisor at Raymond James & Associates, INC., based in Allentown, PA, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
740 Hamilton Street, Suite 220, Allentown, PA, 18101
Get directionsHistory
Regulatory History (1)
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Criminal
January 2019Final Disposition
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
May 2025 - Present · 1 yr 2 mos
Raymond James & Associates, INC.
May 2025 - Present · 1 yr 2 mos
Previous Registrations
Morgan Stanley
June 2009 - January 2024 · 14 yrs 7 mos
Morgan StanleyBroker
June 2009 - January 2024 · 14 yrs 7 mos
Morgan Stanley & CO. IncorporatedBroker
March 2009 - June 2009 · 3 mos
Morgan Stanley & CO. Incorporated
March 2009 - June 2009 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2003 - March 2009 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2002 - March 2009 · 6 yrs 11 mos
First Investors CorporationBroker
August 2001 - November 2001 · 3 mos
State Registrations2 states
NJPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.