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Eugene Szaj
26 Years of Experience
New Berlin, WI
1 Disclosure
Eugene Szaj is a registered investment advisor at Disciplined Financial Services, INC., based in New Berlin, WI, with 26 years of industry experience. Eugene operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 45 clients with $11M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
45 clients
Average Client Portfolio
$237K average
Assets Under Management
$10.7M
Fee Structure
Minimum Investment:$100K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $1.5M | 1.00% |
| $1.5M - $2.0M | 0.50% |
| $2M+ | 0.25% |
Fees are negotiable and vary based on the nature of investments, account value, and special services requested.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
New Berlin, WI
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2005Closed-No Action
Employment History
Current Registrations
Disciplined Financial Services, INC.
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Nations Financial Group, INC.
August 2013 - October 2015 · 2 yrs 2 mos
Nations Financial Group, INC.
January 2009 - March 2012 · 3 yrs 2 mos
Wipfli Hewins Investment Advisors LLC
June 2005 - July 2006 · 1 yr 1 mo
Nations Financial Group, INC.
August 2003 - August 2003 · 0 mos
Disciplined Financial Services, INC
July 1999 - December 2013 · 14 yrs 5 mos
State Registrations3 states
FLILWI
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.