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Mathew Goldberg

Manhattan Wealth Management Group
25 Years of Experience
New York, NY
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Mathew Goldberg is a registered investment advisor at Manhattan Wealth Management Group, based in New York, NY, with 25 years of industry experience. Mathew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 319 clients with $150M in assets under management.

Manhattan Wealth Management Group
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
319 clients
Average Client Portfolio
$480K average
Assets Under Management
$153.1M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $750K1.35%
$750K - $1.0M1.15%
$1.0M - $5.0M1.00%
$5M+0.85%

The schedule states maximum annual fees; specific fees are negotiated between the client and the investment adviser representative. Accounts may be householded where permitted.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

370 Lexington Avenue, Suite 1512, New York, NY, 10017

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2026
Customer Dispute
July 2008
Settled
Customer Dispute
April 2008
Settled
Customer Dispute
March 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mathew operates Manhattan Wealth Management Group as a DBA for his LPL business and is an IAR for MPWM Advisory Solutions LLC, spending about half his time on the latter. He also engages in non-variable insurance activities, dedicating minimal time to it.

Employment History
Current Registrations
Manhattan Wealth Management Group
February 2026 - Present · 8 mos
LPL Financial LLCBroker
March 2010 - Present · 16 yrs 7 mos
Previous Registrations
Mpwm Advisory Solutions LLC
August 2021 - January 2026 · 4 yrs 5 mos
LPL Financial LLC
March 2010 - September 2016 · 6 yrs 6 mos
Chase Investment Services CORP.Broker
March 2005 - March 2010 · 5 yrs
Chase Investment Services CORP.
March 2005 - March 2010 · 5 yrs
Wachovia Securities, LLC
June 2002 - March 2005 · 2 yrs 9 mos
Wachovia Securities, LLCBroker
June 2002 - March 2005 · 2 yrs 9 mos
American Express Financial Advisors INC.Broker
August 2001 - April 2002 · 8 mos
Ids Life Insurance CompanyBroker
August 2001 - April 2002 · 8 mos
State Registrations9 states
CACTFLMAMENJNYSCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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