JR
JR

Joseph Randolph

25 Years of Experience
Charleston, WV
1 DisclosureBroker

Joseph Randolph is a registered investment advisor at Wells Fargo Advisors, based in Charleston, WV, with 25 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

500 Lee St Ste 401, Laidley Tower, Charleston, WV, 25301

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2023
Settled
Other Business Activities

Joseph has 50% ownership in Metro Valley Holdings, LLC, a real estate property in Huntington, WV, since 2021. He spends minimal time on this investment-related activity.

Employment History
Current Registrations
Wells Fargo Advisors
March 2020 - Present · 6 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
Fifth Third Securities, INC.
August 2010 - March 2020 · 9 yrs 7 mos
Fifth Third Securities, INC.Broker
August 2010 - March 2020 · 9 yrs 7 mos
The Huntington Investment Company
October 2009 - August 2010 · 10 mos
The Huntington Investment CompanyBroker
October 2009 - August 2010 · 10 mos
Wells Fargo Advisors, LLCBroker
January 2008 - October 2009 · 1 yr 9 mos
A. G. Edwards & Sons, INC.Broker
July 2004 - January 2008 · 3 yrs 6 mos
Ferris, Baker Watts Incorporated
November 2002 - July 2004 · 1 yr 8 mos
Ferris, Baker Watts IncorporatedBroker
July 2001 - July 2004 · 3 yrs
State Registrations31 states
ALARAZCACOFLGAIDILINKSKYLAMAMDMIMONCNJNYOHOKORPASCTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors