Stephen Ashton
Stephen Ashton is a CFP-designated registered investment advisor at LPL Financial LLC, based in Othello, WA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
160 S. 16th Ave., Othello, WA, 99344
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is involved in several business activities, including an insurance agency (AFG Brokerage LLC), real estate rentals (Fusion Holdings LLC and ABR Holdings), and entities for tax/investment purposes (Generational Investments, GPS Investments, and GPS Financial). He also engages in non-variable insurance through Ashton Financial LLC and GPS Financial, dedicating about half his time to GPS Investments/Financial.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Capital Financial Services, INC.
Capital Financial Services, INC.Broker
United Heritage Financial Services, INC.Broker
State Registrations14 states
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