Shane Alsworth
Shane Alsworth is a CFP-designated registered investment advisor at Alsworth Capital Management, LLC, based in Corning, NY, with 16 years of industry experience. Shane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 181 clients with $97M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2M+ | 0.50% |
Fees may be negotiable.
Fee Estimator
Location
4 West Market Street, Corning, NY, 14830
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shane is involved in insurance sales, dedicating about 10% of his time to this activity. He also serves as the Chairman of the Finance Council for St. Mary Our Mother Parish & School, advising the priest on financial matters.
Employment History
Current Registrations
Alsworth Capital Management, LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Hd Vest Investment ServicesBroker
Nancy a Socha & Associates, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.