Vicki Bertholomey is a registered investment advisor, based in High Point, NC, with 24 years of industry experience.
Location
620 N Main St, Fl 2, High Point, NC, 27260-5018
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
May 2018 - February 2021 · 2 yrs 9 mos
Bb&t Securities, LLCBroker
May 2018 - February 2021 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2003 - June 2018 · 15 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2003 - June 2018 · 15 yrs 4 mos
A. G. Edwards & Sons, INC.
March 2002 - January 2003 · 10 mos
A. G. Edwards & Sons, INC.Broker
March 2002 - January 2003 · 10 mos
AXA Advisors, LLCBroker
July 2001 - October 2001 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.