Richard Kiesel
Richard Kiesel is a registered investment advisor at Osaic Wealth, INC., based in Coral Springs, FL, with 23 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
12518 W Atlantic Blvd, Coral Springs, FL, 33071
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2015Customer Dispute
June 2009Other Business ActivitiesSells Insurance
Richard owns 12518 Building LLC to purchase and own his office condo, which his financial planning company rents. He is also the president of Wealth Advisors, Inc., managing the financial planning practice and insurance planning, including deferred annuities, dedicating a few hours per week to each.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
NFP Securities, INC.
NFP Securities, INC.Broker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.