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Vishal Sharma

Fifth Third Securities, INC.
21 Years of Experience
Bloomfield, MI
1 DisclosureBrokerSells Insurance
View SEC Summary
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Vishal Sharma is a registered investment advisor at Fifth Third Securities, INC., based in Bloomfield, MI, with 21 years of industry experience. Vishal is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.

Fifth Third Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. Maximum fee is 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

36440 Woodward Avenue, Bloomfield, MI, 48304

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2014
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Vishal is an insurance agent involved in insurance sales, although he does not actively sell insurance and spends no time on it during trading or non-trading hours. This activity is investment-related.

Employment History
Current Registrations
Fifth Third Securities, INC.
August 2026 - Present · 2 mos
Fifth Third Securities, INC.
August 2026 - Present · 2 mos
Fifth Third Securities, INC.Broker
August 2026 - Present · 2 mos
Previous Registrations
LPL Enterprise, LLCBroker
June 2025 - August 2026 · 1 yr 2 mos
LPL Enterprise, LLC
June 2025 - August 2026 · 1 yr 2 mos
Alpha Asset Advisors LLC
January 2024 - August 2025 · 1 yr 7 mos
J.P. Morgan Securities LLCBroker
November 2022 - September 2023 · 10 mos
Wells Fargo Clearing Services, LLC
June 2018 - January 2020 · 1 yr 7 mos
Wells Fargo Clearing Services, LLCBroker
June 2018 - January 2020 · 1 yr 7 mos
J.P. Morgan Securities LLCBroker
October 2012 - July 2018 · 5 yrs 9 mos
J.P. Morgan Securities LLC
October 2012 - July 2018 · 5 yrs 9 mos
Chase Investment Services CORP.
July 2005 - October 2012 · 7 yrs 3 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities Corporation
December 2002 - July 2005 · 2 yrs 7 mos
Banc One Securities CorporationBroker
December 2002 - July 2005 · 2 yrs 7 mos
Morgan Stanley Dw INC.Broker
September 2001 - November 2002 · 1 yr 2 mos
State Registrations2 states
CAMI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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