David Holloway
David Holloway is a CFP-designated registered investment advisor at Northern Capital Retirement Services, INC., based in Post Falls, ID, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 21 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.50% |
| $1.0M - $10.0M | 0.35% |
| $10.0M - $50.0M | 0.20% |
| $50M+ | 0.15% |
Discounted fee schedule available for Washington State Medical Association members. Pure Preservation objective portfolios charge 0.5% on the first $500,000 and 0.0% thereafter. Cash Only portfolios are not assessed a fee. Fees are negotiable.
Fee Estimator
Location
1810 Schneidmiller Ave. Suite 340, Post Falls, ID, 83854
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is involved in several aviation-related businesses, including aircraft leasing, flight training support, and aviation services, holding positions such as Member, Corporate Secretary, and Director. He also serves as Director/President of a private family foundation.
Employment History
Current Registrations
Northern Capital Retirement Services, INC.
Northern Capital Management, INC.
Previous Registrations
Linsco/private Ledger CORP.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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