Mark Woods
Mark Woods is a CFP-designated registered investment advisor at Latitude Advisors, LLC, based in Middleton, RI, with 24 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 1,590 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Rates shown are the maximum percentages for managed accounts, Navigator, and third-party research models. Latitude model accounts have slightly lower maximum rates (1.50% for the first tier, 1.25% for the second tier, and 1.00 for accounts over $5M). Fees are negotiable.
Fee Estimator
Location
575 East Main Road, Middleton, RI, 02842
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is the President of Woods CPA Ltd, focusing on tax preparation and accounting, dedicating about a quarter of his time. He also holds an insurance license and works as a financial professional for Latitude Advisors LLC, spending nearly full-time on investment sales.
Employment History
Current Registrations
Latitude Advisors, LLC
Gwn Securities INC.Broker
Previous Registrations
Gwn Securities INC.
H.D. Vest Advisory Services, INC
H.D. Vest Advisory Services, INC
Hd Vest Investment ServicesBroker
Medallion Advisory Services, LLC
Medallion Investment Services, INC.Broker
Long Island Financial Group, INC.Broker
Terra Financial Planning Group LTD
Terra Securities CorporationBroker
Hochman & Baker Investment Advisory Services, INC.
Hochman & Baker Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.