Matthew Carrier is a registered investment advisor at Morgan Stanley, based in Tulsa, OK, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2200 South Utica Place, Suite 500, Tulsa, OK, 74114
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2024 - Present · 1 yr 8 mos
Morgan StanleyBroker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Hsbc Securities (USA) INC.
July 2017 - September 2024 · 7 yrs 2 mos
Hsbc Securities (USA) INC.Broker
July 2017 - September 2024 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2016 - May 2017 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2016 - May 2017 · 1 yr 2 mos
Hsbc Securities (USA) INC.Broker
June 2005 - March 2016 · 10 yrs 9 mos
Citigroup Global Markets INC.Broker
December 2003 - May 2005 · 1 yr 5 mos
Credit Suisse First Boston LLCBroker
January 2003 - December 2003 · 11 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
October 2001 - January 2003 · 1 yr 3 mos
State Registrations12 states
CACODEFLHIILMINVNYOKTXUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.