Carl Cress is a registered investment advisor, based in Roanoke, VA, with 25 years of industry experience. Carl is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2758 Electric Rd., Ste. B, Roanoke, VA, 24018
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2011Denied
Other Business ActivitiesSells Insurance
Carl is an advisory representative of a Registered Investment Advisor (RIA), dedicating full-time hours to this role. He also serves as an independent insurance agent for various independent insurance companies, spends minimal time on this, and owns/manages rental properties and serves on various boards.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
March 2016 - Present · 10 yrs 7 mos
Cambridge Investment Research, INC.Broker
March 2016 - Present · 10 yrs 7 mos
Previous Registrations
Edward Jones
February 2007 - February 2016 · 9 yrs
Edward JonesBroker
September 2001 - February 2016 · 14 yrs 5 mos
State Registrations18 states
CACODCFLGAHIMAMDMNMTNCNHNYPASCTNVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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