Harold Gordy is a registered investment advisor, based in Berlin, MD, with 24 years of industry experience.
Location
10441 Racetrack Rd, Unit #1, Berlin, MD, 21811
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Harold is an independent insurance agent for various companies through Target Insurance Services Inc since 2013, dedicating a few hours per week. He also owns Coastal Wealth Management LLC, spending nearly full-time on all aspects of financial services, and is an advisory representative of a RIA, CIRA, dedicating about a quarter of his time.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.