Kevin Smith is a CFP, ChFC-designated registered investment advisor at Janney Montgomery Scott LLC, based in York, PA, with 25 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 2.00% |
| $5.0M - $10.0M | 2.00% |
| $10.0M - $25.0M | 2.00% |
| $25M+ | 2.00% |
Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.
Fee Estimator
Location
1700 Westgate Drive, Suite 103, York, PA, 17408
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kevin co-owns rental property inherited in 1986 and dedicates minimal time to it. He is also involved in several non-profit organizations, including Leave a Legacy York County, Family First Health, Women's Care Center, and Kindness Worldwide, spending about a quarter of his time on Kindness Worldwide.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- David BrosendJanney Montgomery Scott LLC
- Holly Mayer, CFPJanney Montgomery Scott LLC
- Tyler Lerman, CFP, ChFCJanney Montgomery Scott LLC
- Andrew Carrolus, CFPJanney Montgomery Scott LLC
- Emily Weaver, CFPLPL Financial LLC
- Timothy Sutherland, CFP