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CFP
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CFP

Homer Smith

Integrated Wealth Concepts LLC
24 Years of Experience
Gig Harbor, WA
1 Disclosure
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Homer Smith is a CFP-designated registered investment advisor at Integrated Wealth Concepts LLC, based in Gig Harbor, WA, with 24 years of industry experience. Homer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 29,848 clients with $24B in assets under management.

Integrated Wealth Concepts LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
473 advisors
Number of Clients
29,848 clients
Average Client Portfolio
$790K average
Assets Under Management
$23.6B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees range up to 2.25% depending on the size of the relationship and service complexity. Certain wrap fee program tiers feature lower asset-based rates ranging from 0.15% to 0.30%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3025 Harborview Drive, Gig Harbor, WA, 98335

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History

Regulatory History (1)
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Customer Dispute
November 2019
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Homer is a member of Homer Smith LLC and HWM, LLC, and also works as an M&A broker through the RIA's M&A broker service offering. He is also an IAR for Integrated Wealth Concepts, LLC, owns rental real estate, provides employee retention tax credit services, is an author, and does business consulting, dedicating minimal time to the last four activities.

Employment History
Current Registrations
Integrated Wealth Concepts LLC
November 2019 - Present · 6 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, INC.
August 2011 - November 2019 · 8 yrs 3 mos
Ameriprise Financial Services, INC.Broker
August 2011 - November 2019 · 8 yrs 3 mos
1st Global Advisors INC
April 2010 - August 2011 · 1 yr 4 mos
1st Global Capital CORP.Broker
April 2010 - August 2011 · 1 yr 4 mos
Ameriprise Financial Services, INC.
September 2001 - April 2010 · 8 yrs 7 mos
Ameriprise Financial Services, INC.Broker
August 2001 - April 2010 · 8 yrs 8 mos
Ids Life Insurance CompanyBroker
August 2001 - July 2006 · 4 yrs 11 mos
State Registrations2 states
TXWA
Advisor

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Exams
No exam information available for this advisor.
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