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Joseph Ervolina

Kestra Advisory Services, LLC
25 Years of Experience
Rochester, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Joseph Ervolina is a registered investment advisor at Kestra Advisory Services, LLC, based in Rochester, NY, with 25 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

21 Goodway Dr, Rochester, NY, 14623

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2019
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joseph owns real estate property and dedicates minimal time to property management. He is also the President of Cornerstone Capital Wealth Management Inc., where he manages the practice, provides insurance, and offers investment advisory services; this is a nearly full-time commitment. Joseph is also an investment advisor representative with Kestra Advisory Services, LLC, dedicating nearly full-time hours to fee-based financial planning and brokerage.

Employment History
Current Registrations
Kestra Investment Services, LLC
May 2021 - Present · 5 yrs 5 mos
Kestra Advisory Services, LLC
May 2021 - Present · 5 yrs 5 mos
Kestra Investment Services, LLCBroker
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Geneos Wealth Management, INC.
March 2016 - May 2021 · 5 yrs 2 mos
Geneos Wealth Management, INC.Broker
March 2016 - May 2021 · 5 yrs 2 mos
Transamerica Financial Advisors, INCBroker
May 2012 - March 2016 · 3 yrs 10 mos
Next Financial Group, INC.Broker
April 2007 - May 2012 · 5 yrs 1 mo
AXA Advisors, LLCBroker
August 2001 - April 2007 · 5 yrs 8 mos
State Registrations34 states
ALAZCACOCTDEFLGAIDILINKYLAMAMEMIMTNCNDNJNVNYOHORPASCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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