Todd Casazza is a CFP-designated registered investment advisor, based in Smithfield, RI, with 18 years of industry experience.
Location
28 Cedar Swamp Road, Suite One, Smithfield, RI, 02917
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Todd is the President and a board member of the Smithfield Girls Softball League, overseeing its operations since 2021. This takes about a quarter of his time.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
June 2023 - Present · 2 yrs 11 mos
Wealth Management Resources, INC.
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Wealth Management Resources, INC.Broker
August 2022 - June 2023 · 10 mos
TD Ameritrade, INC.Broker
July 2021 - September 2022 · 1 yr 2 mos
Charles Schwab & CO., INC.Broker
October 2015 - September 2022 · 6 yrs 11 mos
Bny Mellon Capital Markets, LLCBroker
January 2014 - March 2014 · 2 mos
Pershing LLCBroker
April 2007 - March 2014 · 6 yrs 11 mos
Pershing Advisor Solutions LLCBroker
May 2006 - April 2007 · 11 mos
Metlife Securities INC.Broker
September 2001 - May 2002 · 8 mos
Metropolitan Life Insurance CompanyBroker
September 2001 - May 2002 · 8 mos
State Registrations4 states
CTMARITX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.