Sean Thomas
Sean Thomas is a registered investment advisor at Cetera Investment Advisers LLC, based in Hampden, ME, with 21 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Hampden, ME
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean is involved in several business activities, including accounting services/tax preparation through TMATT, Inc., tax and wealth management services through TMATT Tax and Financial, and selling equity indexed and fixed indexed annuities. He also serves as a board member for North Coast Services, owns rental property, and volunteers as a treasurer for a non-profit and as a Bishop for his church.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations18 states
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