David Brown
David Brown is a registered investment advisor at Cetera Investment Advisers LLC, based in Mooresville, IN, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1000 Hadley Rd, Mooresville, IN, 46158
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David serves as power of attorney for Kathleen Phelps, who is his cousin.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Fort Washington Brokerage Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.