Michael Sanders is a registered investment advisor, based in New York, NY, with 24 years of industry experience.
Location
40 Wall Street, 56th Floor, New York, NY, 10005
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael is the owner of a graphic design business since 2017, spending minimal time on consultation and business development. This activity is not investment-related.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
May 2021 - Present · 5 yrs 2 mos
Captrust
March 2021 - Present · 5 yrs 4 mos
Previous Registrations
Cammack Retirement Group
September 2012 - May 2021 · 8 yrs 8 mos
Cammack Larhette Brokerage, INC.Broker
March 2008 - July 2021 · 13 yrs 4 mos
Alliancebernstein Investments, INC.Broker
May 2006 - February 2008 · 1 yr 9 mos
Gwfs Equities, INC.Broker
October 2002 - May 2006 · 3 yrs 7 mos
One Orchard Equities, INC.Broker
July 2001 - October 2002 · 1 yr 3 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.