SB
SB

Steven Bontempi

24 Years of Experience
Powder Springs, GA
BrokerSells Insurance

Steven Bontempi is a registered investment advisor, based in Powder Springs, GA, with 24 years of industry experience.

Location

Powder Springs, GA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Steven provides private music lessons since 2005, dedicating about 10-20% of his time. He is also an advisory representative of a registered investment advisor (RIA) since 2014, taking about half of his time. Since May 2024, Steven works as an agent in insurance/benefits/human resources, spending a few hours per week.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
May 2024 - Present · 2 yrs
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - May 2024 · 7 yrs 2 mos
MML Investors Services, LLC
March 2017 - May 2024 · 7 yrs 2 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
April 2009 - January 2015 · 5 yrs 9 mos
New England SecuritiesBroker
April 2009 - January 2015 · 5 yrs 9 mos
AXA Advisors, LLC
June 2003 - April 2009 · 5 yrs 10 mos
AXA Advisors, LLCBroker
August 2001 - April 2009 · 7 yrs 8 mos
State Registrations8 states
GAINKYMINCNHNJTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.