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Sumit Desai

8 Years of Experience
Chicago, IL
Broker

Sumit Desai is a registered investment advisor, based in Chicago, IL, with 8 years of industry experience.

Location

353 N. Clark St, Chicago, IL, 60654

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sumit is involved in several outside business activities, including providing management and financial advice to Chicago Loop Dentistry, serving as treasurer for Madison 901 Condo Association, managing rental property, and serving on the advisory board for Grubb Properties. These activities take a few hours per week.

Employment History
Current Registrations
Mesirow Financial, INC.Broker
September 2021 - Present · 4 yrs 8 mos
Mesirow Financial, INC.
September 2021 - Present · 4 yrs 8 mos
Mesirow Financial Investment Management, INC.
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
West Loop Investment Advisors, LTD.
November 2016 - March 2017 · 4 mos
Morgan Stanley
June 2013 - October 2013 · 4 mos
Morgan StanleyBroker
May 2013 - October 2013 · 5 mos
State Registrations1 state
IL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sumit Desai - Financial Advisor | TrueAdvisor