Stephen Cooper is a registered investment advisor, based in Lynchburg, VA, with 24 years of industry experience.
Location
133 Tradewynd Dr., Ste. B, Lynchburg, VA, 24502
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is an independent insurance agent for various independent insurance companies through Commonwealth Financial Group, dedicating a few hours per week. He also works concessions for the Lynchburg Hillcats and is an advisory representative of a RIA, spending about half his time managing client assets or preparing financial plans. Finally, Stephen has an S-Corp for tax purposes, SBCOOPER CHFC INC, spending minimal time on it.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Investment Advisors
Proequities, INC.Broker
Next Financial Group, INC.Broker
Lincoln Financial Securities CorporationBroker
Capital Brokerage CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.