SG
SG
Scott Gregory
24 Years of Experience
Decatur, IL
3 DisclosuresBroker
Scott Gregory is a registered investment advisor at Saxony Capital Management, LLC, based in Decatur, IL, with 24 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 762 clients with $370M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
Number of Clients
762 clients
Average Client Portfolio
$483K average
Assets Under Management
$367.9M
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.20% |
| $500K - $1.0M | 1.90% |
| $1.0M - $2.0M | 1.60% |
| $2.0M - $5.0M | 1.30% |
| $5M+ | 1.20% |
Fees/Commissions are negotiable with each Advisory Client. The SCM annual platform fee is 0.2% and is included in the above fee schedule.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Decatur, IL
Get directionsHistory
Regulatory History (3)
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Employment Separation After Allegations
November 2025Customer Dispute
October 2025Settled
Financial
May 2025Final
Employment History
Current Registrations
Saxony Capital Management, LLC
March 2026 - Present · 2 mos
Saxony Securities, INC.
February 2026 - Present · 3 mos
Saxony Securities, INC.Broker
February 2026 - Present · 3 mos
Previous Registrations
Benjamin F. Edwards & Company, Incorporated
July 2023 - November 2025 · 2 yrs 4 mos
Benjamin F. Edwards & Company, INC.Broker
July 2023 - November 2025 · 2 yrs 4 mos
Investment Planners, INC.Broker
March 2021 - May 2023 · 2 yrs 2 mos
Ipi Wealth Management, INC.
January 2021 - May 2023 · 2 yrs 4 mos
Private Client Services, LLCBroker
July 2020 - March 2021 · 8 mos
Miller Wealth Management
January 2019 - February 2021 · 2 yrs 1 mo
Private Client Services, LLCBroker
January 2019 - December 2019 · 11 mos
Wells Fargo Clearing Services, LLC
January 2008 - January 2019 · 11 yrs
Wells Fargo Clearing Services, LLCBroker
January 2008 - January 2019 · 11 yrs
A. G. Edwards & Sons, INC.
September 2005 - January 2008 · 2 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
May 2002 - January 2008 · 5 yrs 8 mos
Woodbury Financial Services, INC.Broker
July 2001 - March 2002 · 8 mos
State Registrations1 state
IL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.