Christopher O'brien
Christopher O'brien is a registered investment advisor at Cole Wealth Management, LLC, based in Scottsdale, AZ, with 20 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 281 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cole Wealth Management offers investment management as part of its Asset Management Agreement or its Wealth Management Agreement. The annual fee is a percentage of your investments, billed monthly in advance.
Asset Management Agreement Fees:
- $0 to $249,999: 1.35% per year
- $250,000 to $499,999: 1.20% per year
- $500,000 to $1,999,999: 1.10% per year
- $2,000,000 to $4,999,999: 1.00% per year
- $5,000,000 and up: Negotiable
Wealth Management Agreement Fees:
- $0 to $249,999: 1.50% per year
- $250,000 to $499,999: 1.35% per year
- $500,000 to $1,999,999: 1.20% per year
- $2,000,000 to $4,999,999: 1.10% per year
- $5,000,000 and up: Negotiable
There is no minimum annual fee, and fees may be negotiable.
Location
9332 E Raintree Dr, Ste 100, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
August 2005Other Business ActivitiesSells Insurance
Christopher sells insurance products, including life, health, and annuity contracts, when appropriate and properly registered.
Employment History
Current Registrations
Cole Wealth Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.