Rockford Stites
Rockford Stites is a registered investment advisor at Rockford Group Investment Advisor, based in Carmel, IN, with 12 years of industry experience. Rockford operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 54 clients with $3.6M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.20% |
| $250K - $1.0M | 0.90% |
| $1.0M - $3.0M | 0.75% |
| $3M+ | 0.75% |
Fees negotiable for accounts over $3,000,001. If Advyzon Investment Management (AIM) manages your assets, AIM receives 0.20% of your assets under management.
Fee Estimator
Location
303 Congressional Blvd, 2nd Floor, Carmel, IN, 46032
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rockford is the owner and insurance agent for Rockford Group Insurance, LLC, selling fixed insurance products since March 2024. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Rockford Group Investment Advisor
Previous Registrations
Innovation Partners LLCBroker
Rockford Group Investment Advisor
Primerica Advisors
PFS Investments INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.