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Hector Gonzalez

24 Years of Experience
St. Louis, MO
Broker

Hector Gonzalez is a registered investment advisor at Stifel Independent Advisors, LLC, based in St. Louis, MO, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 7,902 clients with $5B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
132 advisors
Number of Clients
7,902 clients
Average Client Portfolio
$634K average
Assets Under Management
$5.0B

Fee Structure

Minimum Investment:$50K

Stifel Independent Advisors offers investment management through various programs. Fees are generally based on a percentage of assets, but can be a fixed dollar amount. The Stifel Vantage Program charges transaction-based commissions. The Stifel Summit Program charges up to 1.00% of the total value of investments under management. Fees are negotiable.

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Location

501 N. Broadway, St. Louis, MO, 63102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel Independent Advisors, LLC
June 2024 - Present · 2 yrs 1 mo
Stifel Independent Advisors, LLCBroker
September 2007 - Present · 18 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
July 2002 - Present · 24 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
July 2002 - Present · 24 yrs
Previous Registrations
Woodbury Financial Services, INC.Broker
May 2002 - June 2002 · 1 mo
AXA Advisors, LLCBroker
October 2001 - May 2002 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.