Tony Thomas
Tony Thomas is a registered investment advisor at LPL Financial LLC, based in Wichita, KS, with 24 years of industry experience. Tony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
8404 W 13th St N Ste 130, Wichita, KS, 67212
Get directionsHistory
Regulatory History (2)
Criminal
December 2020Customer Dispute
September 2007Other Business ActivitiesSells Insurance
Tony is involved with Thomas Financial LLC, focusing on non-variable insurance and acting as a DBA for LPL business. These investment-related activities consume significantly more than full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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