RB
RB

Robert Braak

24 Years of Experience
Miami, FL
Broker

Robert Braak is a registered investment advisor, based in Miami, FL, with 24 years of industry experience.

Location

1221 Brickell Avenue, 27th Floor, Miami, FL, 33131

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Robert is a consultant for Asesorias RTB Limitada, though no longer providing financial consulting. He is also the owner of a personal investment company and an investment professional with Insigneo Asesor Internacional S.A.

Employment History
Current Registrations
Insigneo Securities, LLCBroker
July 2017 - Present · 8 yrs 10 mos
Insigneo Advisory Services, LLC
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Northeast Asset Management, INC.
December 2010 - July 2017 · 6 yrs 7 mos
Northeast Securities, INC.Broker
October 2010 - July 2017 · 6 yrs 9 mos
Wells Fargo Advisors, LLC
June 2008 - June 2010 · 2 yrs
Wells Fargo Advisors, LLCBroker
July 2003 - June 2010 · 6 yrs 11 mos
Prudential Securities IncorporatedBroker
August 2001 - July 2003 · 1 yr 11 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Braak - Financial Advisor | TrueAdvisor