Kathleen Finley is a registered investment advisor, based in Allen, TX, with 13 years of industry experience.
Location
700 Central Expressway South, Suite 400-1, Allen, TX, 75013
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kathleen owns Kathleen C Finley, LLC, established in October 2023, to conduct business with Raymond James as an independent financial advisor, dedicating about a quarter of her time to nearly half her time. She also has a DBA called Trinity Strategic Wealth, spending minimal time on it.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Edward Jones
Edward JonesBroker
PFS Investments INC.Broker
State Registrations10 states
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