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Brian Gogel

24 Years of Experience
Monticello, IA
BrokerSells Insurance

Brian Gogel is a registered investment advisor, based in Monticello, IA, with 24 years of industry experience.

Location

117 W 1st Street, Monticello, IA, 52310

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is involved in several outside business activities, including owning a grain and livestock farm, working as a tax preparer, and serving as treasurer for scholastic and youth sports organizations. Brian is also an advisory representative of a registered investment advisor (RIA) and an independent insurance agent, dedicating a few hours per week to coaching youth football.

Employment History
Current Registrations
Cambridge Investment Research, INC.
October 2018 - Present · 7 yrs 7 mos
Cambridge Investment Research Advisors, INC.
October 2018 - Present · 7 yrs 7 mos
Cambridge Investment Research, INC.Broker
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Investment Advisors CORP
August 2001 - October 2018 · 17 yrs 2 mos
Investment Advisors CORP
August 2001 - December 2002 · 1 yr 4 mos
Broker Dealer Financial Services CORP.Broker
July 2001 - October 2018 · 17 yrs 3 mos
State Registrations28 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Gogel - Financial Advisor | TrueAdvisor