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KJ
CFA
KJ
CFA

Kelly Johnson

Charles Schwab Investment Management, INC
24 Years of Experience
Marina Del Rey, CA
1 Disclosure
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Kelly Johnson is a CFA-designated registered investment advisor at Charles Schwab Investment Management, INC, based in Marina Del Rey, CA, with 24 years of industry experience. Kelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 856,597 clients with $1700B in assets under management.

Charles Schwab Investment Management, INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
Number of Clients
856,597 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$1721.0B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.75%
$5M+0.60%

Schedule represents ThomasPartners Strategies fee structure for direct clients. Other strategies have different fee schedules (e.g., Windhaven charges 1.00% up to $5M, dropping to 0.50% above $50M; Schwab Personalized Indexing ranges from 0.15% to 0.25%; Wasmer Schroeder ranges from 0.07% to 0.75%).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Marina Del Rey, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 1985
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Charles Schwab Investment Management, INC
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
March 2020 - January 2021 · 10 mos
Charles Schwab Investment Advisory, INC
February 2018 - January 2021 · 2 yrs 11 mos
Windhaven Investment Management, INC.
June 2017 - March 2018 · 9 mos
Thomaspartners, INC.
June 2017 - March 2018 · 9 mos
Charles Schwab & CO., INC.Broker
March 2016 - June 2017 · 1 yr 3 mos
Charles Schwab & CO., INC.
March 2016 - June 2017 · 1 yr 3 mos
City National Rochdale
February 2015 - January 2016 · 11 mos
Rim Securities LLCBroker
January 2015 - January 2016 · 1 yr
Pimco Investments LLCBroker
February 2011 - January 2015 · 3 yrs 11 mos
Allianz Global Investors Distributors LLCBroker
September 2001 - February 2011 · 9 yrs 5 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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