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Milton Aponte

Wells Fargo Advisors
24 Years of Experience
Coral Gables, FL
2 DisclosuresBroker
View SEC Summary
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Milton Aponte is a registered investment advisor at Wells Fargo Advisors, based in Coral Gables, FL, with 24 years of industry experience. Milton is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

396 Alhambra Cir 8th Fl, [D2-Rbo], Coral Gables, FL, 33134

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Denied
Customer Dispute
February 2005
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
June 2010 - Present · 16 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2010 - Present · 16 yrs 4 mos
Previous Registrations
Chase Investment Services CORP.
May 2009 - June 2010 · 1 yr 1 mo
Chase Investment Services CORP.Broker
May 2009 - June 2010 · 1 yr 1 mo
Wamu Investments, INC.
June 2007 - May 2009 · 1 yr 11 mos
Wamu Investments, INC.Broker
April 2005 - May 2009 · 4 yrs 1 mo
Wm Financial Services, INC.Broker
August 2004 - March 2005 · 7 mos
Citicorp Investment ServicesBroker
October 2003 - August 2004 · 10 mos
Legacy Financial Services, INC.Broker
April 2003 - October 2003 · 6 mos
Capital Brokerage CorporationBroker
June 2002 - January 2003 · 7 mos
American Express Financial Advisors INC.Broker
August 2001 - April 2002 · 8 mos
Ids Life Insurance CompanyBroker
August 2001 - April 2002 · 8 mos
State Registrations12 states
CAFLGANCNVNYPRSCTNTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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