Debbi Wertheim is a registered investment advisor, based in Livingston, NJ, with 22 years of industry experience.
Location
Livingston, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Debbi works in client relationship management for Eagle Rock Wealth Management and is the Director of Client Relations for Greenberg & Rapp Financial Group. The latter takes a full-time commitment.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2025 - Present · 9 mos
Raymond James Financial Services, INC.
August 2025 - Present · 9 mos
Raymond James Financial Services, INC.Broker
August 2025 - Present · 9 mos
Previous Registrations
M Holdings Securities, INC.Broker
September 2021 - August 2025 · 3 yrs 11 mos
M Holdings Securities, INC.
September 2021 - August 2025 · 3 yrs 11 mos
M Holdings Securities, INC.
October 2011 - May 2021 · 9 yrs 7 mos
M Holdings Securities, INC.Broker
December 2004 - May 2021 · 16 yrs 5 mos
1717 Capital Management CompanyBroker
October 2004 - December 2004 · 2 mos
Investec Ernst & CompanyBroker
May 2002 - December 2002 · 7 mos
Lincoln Financial Advisors CorporationBroker
October 2001 - October 2002 · 1 yr
The Lincoln National Life Insurance CompanyBroker
October 2001 - October 2002 · 1 yr
State Registrations1 state
NJ
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.