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Dwayne Stallings
22 Years of Experience
Mystic, CT
2 DisclosuresBroker
Dwayne Stallings is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mystic, CT, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
27 Coogan Boulevard, Bldg #21, Mystic, CT, 06355
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2025Denied
Customer Dispute
August 2016Denied
Other Business Activities
Dwayne works as a Wealth Management Advisor and Financial Advisor for Liberty Bank and Liberty Bank Investment Services, respectively. These roles take about half of Dwayne's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2012 - Present · 14 yrs
Raymond James Financial Services, INC.Broker
May 2012 - Present · 14 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2004 - May 2012 · 7 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2004 - May 2012 · 8 yrs
MML Investors Services, INC.Broker
October 2001 - July 2002 · 9 mos
State Registrations19 states
AZCACTFLGAIAMAMENCNHNJNYOHPARISCTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.