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Robert Yi

21 Years of Experience
Houston, TX
Broker

Robert Yi is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5847 San Felipe St, Ste 4025, Houston, TX, 77057

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
January 2013 - Present · 13 yrs 4 mos
Raymond James & Associates, INC.
January 2013 - Present · 13 yrs 4 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
April 2010 - January 2013 · 2 yrs 9 mos
Morgan Keegan & Company, INC.
April 2010 - January 2013 · 2 yrs 9 mos
Citigroup Global Markets INC.
October 2004 - September 2008 · 3 yrs 11 mos
Citigroup Global Markets INC.Broker
April 2004 - September 2008 · 4 yrs 5 mos
Salomon Smith Barney INC.Broker
September 2001 - August 2002 · 11 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.