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CFP
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CFP

James Cowgill

Edward Jones
25 Years of Experience
Wilmington, NC
2 DisclosuresBroker
View SEC Summary
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James Cowgill is a CFP-designated registered investment advisor at Edward Jones, based in Wilmington, NC, with 25 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

265 Racine Dr Suite 103, Wilmington, NC, 28403

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2016
Final
Criminal
January 1996
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James is the manager of JCE Holdings LLC, a real estate holding company, since 2015. He dedicates minimal time to maintaining the property.

Employment History
Current Registrations
Edward Jones
September 2008 - Present · 18 yrs 1 mo
Edward JonesBroker
July 2008 - Present · 18 yrs 3 mos
Previous Registrations
Wachovia Securities, LLCBroker
May 2008 - July 2008 · 2 mos
Edward JonesBroker
September 2001 - May 2008 · 6 yrs 8 mos
State Registrations25 states
ARCACOCTDCFLGAILMAMDMEMIMONCNJNVNYOHPASCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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