James Ball
James Ball is a registered investment advisor at Osaic Wealth, INC., based in Jacksonville, NC, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
113-B Marine Blvd N, Jacksonville, NC, 28540
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James assists in recruiting new advisors for GCG Advisory Partners, dedicating minimal time. He also serves as COO and Compliance Director for GCG Wealth Management, spending about a quarter of his time managing compliance and operations.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Questar Asset Management, INC.
Questar Capital CorporationBroker
Capital Guardian Wealth Management, LLC
Capital Guardian, LLCBroker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Signator Investors, INC.Broker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations47 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.