Patrick Riley is a registered investment advisor at Optimal Planning LLC, based in Concord, NC, with 24 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 142 clients with $36M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees are negotiable for accounts over $1,000,000.
Fee Estimator
Location
1028 Lee-Ann Drive, Suite 220, Concord, NC, 28025
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patrick is an insurance agent with Wealth Management of the Carolinas. This activity accounts for about 10-20% of his time.
Employment History
Current Registrations
Optimal Planning LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Camarda Wealth Advisory Group
LPL Financial LLCBroker
LPL Financial LLC
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Quest Capital Strategies, INC.
Quest Capital Strategies, INC.Broker
Investacorp, INC.Broker
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.